Respect for persons
Treat participants as rights holders and decision-makers, not merely data sources.
Methodology and research standards
Protecting participant dignity, choice, safety, and privacy is essential to the legitimacy and validity of research.
Treat participants as rights holders and decision-makers, not merely data sources.
Pursue legitimate knowledge while reducing avoidable risk.
Select participants and distribute burdens and benefits without exploitation or unjustified exclusion.
Collect only what is necessary and protect identity and information.
Do not use research for coercion, deception, or harmful targeting.
Review risk, complaints, and incidents and take corrective action.
Participants should understand, in a manner appropriate to the study, who is conducting it, why they were selected, what will be requested, expected duration, risks and benefits, how information will be used, whether recording or recontact is requested, and that participation is voluntary.
Potential harm includes psychological, social, political, security, legal, and economic risk—not only physical harm. Questions, interview location, contact method, researcher identity, recording, storage, reporting, and consequences of third-party discovery are reviewed.
Research may reveal violence, protection, health, misconduct, or immediate risk. Sensitive questions require a plan specifying what is collected, who may access it, confidentiality limits, referral, response to direct danger, and conditions for stopping the interview.
Reasonable compensation for time or cost may be appropriate, but should not be so large that it induces acceptance of risks a person would ordinarily reject. Compensation is explained before participation and not tied to a particular response.
Deception is considered only in very limited circumstances where scientifically necessary, no practical alternative exists, risk is acceptable, review is appropriate, and debriefing is provided. It is not used to conceal a commercial or political sponsor for influence or marketing collection.
Review is proportionate to risk and may involve documented internal review, independent review, or a competent committee. Material changes to population, topic, collection mode, use, or risk require renewed review.
Participants should be able to ask questions, complain, or request no further contact. Complaints are reviewed in good faith, complainant identity is restricted, retaliation is prohibited, and corrective action is taken where necessary.