Respect for persons
Treat participants as rights holders and decision-makers, not merely data sources.
Methodology and research standards
Protecting participant dignity, choice, safety, and privacy is essential to the legitimacy and validity of research.
Treat participants as rights holders and decision-makers, not merely data sources.
Pursue legitimate knowledge while reducing avoidable risk.
Select participants and distribute burdens and benefits without exploitation or unjustified exclusion.
Collect only what is necessary and protect identity and information.
Do not use research for coercion, deception, or harmful targeting.
Review risk, complaints, and incidents and take corrective action.
Participants should understand, in a manner appropriate to the study, who is conducting it, why they were selected, what will be requested, expected duration, risks and benefits, how information will be used, whether recording or recontact is requested, and that participation is voluntary.
Potential harm includes psychological, social, political, security, legal, and economic risk—not only physical harm. Questions, interview location, contact method, researcher identity, recording, storage, reporting, and consequences of third-party discovery are reviewed.
Research may reveal violence, protection, health, misconduct, or immediate risk. Sensitive questions require a plan specifying what is collected, who may access it, confidentiality limits, referral, response to direct danger, and conditions for stopping the interview.
Reasonable compensation for time or cost may be appropriate, but should not be so large that it induces acceptance of risks a person would ordinarily reject. Compensation is explained before participation and not tied to a particular response.
Deception is considered only in very limited circumstances where scientifically necessary, no practical alternative exists, risk is acceptable, review is appropriate, and debriefing is provided. It is not used to conceal a commercial or political sponsor for influence or marketing collection.
Review is proportionate to risk and may involve documented internal review, independent review, or a competent committee. Material changes to population, topic, collection mode, use, or risk require renewed review.
Participants should be able to ask questions, complain, or request no further contact. Complaints are reviewed in good faith, complainant identity is restricted, retaliation is prohibited, and corrective action is taken where necessary.
| Risk type | Review questions |
|---|---|
| Physical and security | Could participation reveal a location or identity or expose a participant or researcher to danger? |
| Psychological and social | Could a question cause distress, stigma, or family or community conflict? |
| Legal and political | Could an answer or recording lead to sanction or targeting? |
| Privacy | Is more information collected than necessary, or can it be linked to a person? |
| Economic | Does time, incentive, or connectivity cost create an unfair burden? |
| Justice | Does the method exclude important groups or place the burden on one group? |
Consent may be written, verbal, or electronic depending on risk and context. A signature is not an end in itself where it increases danger; the essential requirement is understanding and free choice. The version, date, and method are documented.
Deception is used only exceptionally where a legitimate purpose cannot reasonably be achieved otherwise, after reviewing harm, alternatives, and debriefing. It is not used to conceal risks or collect sensitive data that participants did not agree to provide.
Researchers are trained to recognize distress, pause, skip, or stop, and avoid promises they cannot fulfil. Where disclosures of danger or violence are possible, the protocol defines confidentiality limits and safe referral without turning researchers into unqualified service providers.
Permission from a leader or institution does not replace individual consent. Community consultation may help understand risk, language, and timing while preventing organizational or family gatekeepers from compelling participation or revealing individual choices.
Participants may be reimbursed for time, transport, or connectivity in a proportionate manner. The amount should not impair free choice and should not be conditional on answering every question or completing an interview the participant wishes to end.
Recruitment is separated from managerial authority or service allocation where possible. Refusal must not affect employment, assistance, or institutional relationships, and managers or providers should not know who participated or what they said unless strictly necessary and disclosed.
A study may require enhanced internal review, an independent committee, or academic or regulatory approval depending on risk, commissioner, and jurisdiction. Absence of a formal committee is not a reason to omit risk, consent, and safeguarding review.